In the order you meet them. The adviser's doorway has four steps; model choice, limits and account linking stay in your brand portal. Each step links to the document it relies on.
| Document | What it does | Where |
|---|
| Consent to Electronic Signatures and Delivery | Your permission for the adviser to deliver documents and take signatures electronically — required before the Disclosure Document can be delivered to you online. | Step 1 |
| Disclosure Document | The adviser's NFA-filed description of itself, its principals, its programs, fees, conflicts and performance. Delivered in full before anything is signed. | Step 1 |
| Risk Disclosure Statement | The required futures risk statement plus the risks specific to automated model replication, leverage, perpetuals and demo results. | Steps 1, 3 |
| Privacy Notice (CFTC Part 160) | What the adviser collects about you, what it shares and with whom, and how it is protected. The adviser's own notice, separate from your brand's. | Step 2 |
| Advisory Client Agreement | The contract between you and the adviser: what you authorize, its limits, fees, custody, risk, termination and the Marketing Wall. | Step 3 |
| Complaints and Arbitration Notice | How to raise a complaint, what the adviser does with it, and your right to NFA arbitration. | Step 3 · invoices |
| Limits Change Risk Acknowledgment | Presented whenever you loosen a limit — allocation, risk per trade, leverage cap, daily stop, direction — with a worked example on your own account. | Portal limits screen |
| Annual Reaffirmation | Every twelve months and on any material change: the current Disclosure Document, your limits, your fees paid, and your re-election of the program. | Step 4 · yearly |
| Termination Notice and Confirmation | How you or the adviser end participation, what happens to open positions, and the final fee computation. | Any time |
| Website Terms of Use | Terms for the public pages of mpaclient.com — not an offer, no performance claims, no funds ever sent to the adviser. | This site |
| Document | What it does | Parties |
|---|
| Brand Program Agreement | The contract between the adviser and each connected brand: the doorway, no compensation to the brand, the Marketing Wall, the Qualification Firewall, supervision and suspension. | Adviser · brand |
| Program Participation Addendum | Providers publish models on the platform marketplace under the platform's own provider agreement. This short addendum is what a provider signs when the adviser approves their model for a futures program: venue verification, conduct rules, notices, suspension — and nothing paid by the adviser or its clients. | Adviser · provider · platform |
| Infrastructure Seat License | The fixed per-seat license under which the adviser uses the platform's replication service. Summarized in the Disclosure Document, Section 5. | Adviser · platform |
Required for NFA membership. Shown here as samples so the structure is visible; the final versions name the adviser's actual people, vendors and systems and are not published.
| Document | What it does | Rule |
|---|
| Written Supervisory Procedures | Who supervises what: the doorway, Rule 2-30 reviews, program approval, the Model Claims File, providers, brands, fees, complaints, records and the annual review. | NFA 2-9 |
| Promotional Material Review Procedures | Pre-approval, legends and retention for anything that describes the adviser or its programs, including brand doorway copy. | NFA 2-29 |
| Information Systems Security Program | Security of the adviser's own systems and its oversight of the platform's key vault and replication service under the license. | NFA IN 9070 |
| Business Continuity and Disaster Recovery Plan | What happens to clients if the adviser, the platform or a venue goes down — starting with the fact that client funds are never with the adviser. | NFA 2-38 |
Prepared for Model Program Advisors, LLC (proposed), principal Austin Putt. Every document is a template for counsel's completion; bracketed items are open. Nothing here is in force.